By:(c)Monex.inc.
About NTT StockLast updated : November 9, 2009
Total number of shares authorized |
6,192,920,900 |
|---|---|
Total number of shares issued |
1,574,120,900 |
Class of stock |
Common stock |
Number of shareholders |
1,257,633 |
Stock exchange listings |
Japan: Tokyo, Osaka, Nagoya, Fukuoka, Sapporo Overseas: New York, London |
| The figures above are valid as of September 30, 2009. | |
Classification of Shareholders
(as of September 30, 2009)
| Details | NTT's Shares and Shareholders (1 unit =100 shares) | Shares Representing Less Than One Unit |
|||||||
|---|---|---|---|---|---|---|---|---|---|
| Government and Public Bodies |
Financial Institutions |
Securities Firms |
Other Domestic Corporations |
Foreign Corporations, etc. |
Domestic Individuals, etc. |
Total | |||
| Non- Individuals |
Individuals | ||||||||
| Total Holders |
4 | 339 | 74 | 8,568 | 1,162 | 988 | 1,005,043 | 1,016,178 | - |
| Total Shares (Units) |
5,305,906 | 2,303,163 | 86,196 | 180,361 | 2,960,460 | 6,378 | 4,878,489 | 15,720,953 | 2,025,600 |
| % | 33.75 | 14.65 | 0.55 | 1.15 | 18.83 | 0.04 | 31.03 | 100.00 | - |
Notes:
- 1. "Domestic Individuals, etc." includes 2,508,382 units of treasury stock, and "Shares Representing Less Than One Unit" includes 21 shares of treasury stock. 250,838,221 shares of treasury stock represents the number of shares of treasury stock recorded in the shareholders’ register; the actual number of treasury stock shares at the end of September 30, 2009 was 250,837,921.
- 2. "Other Domestic Corporations" includes 169 units under the name of the Japan Securities Depository Center, and "Shares Representing Less Than One Unit" includes 72 shares under the name of the Japan Securities Depository Center.
- 3. The number of shareholders who own only shares representing less than one unit is 241,455.
Classification by Number of Shares
(as of September 30, 2009)
| Details | NTT's Shares and Shareholders (1 unit =100 shares) | Shares Representing Less Than One Unit |
||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| At Least 1,000Units | At Least 500 Units | At Least 100 Units | At Least 50 Units | At Least 10 Units | At Least 5 Units | At Least 1 Unit | Total | |||
| Number of Holders |
410 | 175 | 945 | 1,114 | 26,654 | 63,715 | 923,165 | 1,016,178 | - | |
| % | 0.04 | 0.02 | 0.09 | 0.11 | 2.62 | 6.27 | 90.85 | 100.00 | - | |
| Total Shares (Units) |
13,114,104 | 125,051 | 193,871 | 72,242 | 407,745 | 386,399 | 1,421,541 | 15,720,953 | 2,025,600 | |
| % | 83.42 | 0.80 | 1.23 | 0.46 | 2.59 | 2.46 | 9.04 | 100.00 | - | |
Notes:
- 1. "At Least 1,000 Units" includes 2,508,382 units of treasury stock, and "Shares Representing Less Than One Unit" includes 21 shares of treasury stock.
- 2. "At Least 1,000 Units" includes 169 units under the name of the Japan Securities Depository Center, and "Shares Representing Less Than One Unit" includes 72 shares under the name of the Japan Securities Depository Center.
Principal Shareholders
(as of September 30, 2009)
| Name | Share
Holdings (in thousands of shares) |
Percent of Total Shares Issued |
|---|---|---|
| The Minister of Finance | 530,570 | 33.71 |
| Japan Trustee Services Bank, Ltd. (Trust Account) | 59,860 | 3.80 |
| The Master Trust Bank of Japan, Ltd. (Trust Account) | 39,160 | 2.49 |
| Moxley and Company | 33,717 | 2.14 |
| Japan Trustee Services Bank, Ltd. (Trust Account 9) | 16,703 | 1.06 |
| NTT Employee Share-Holding Association | 11,815 | 0.75 |
| State Street Bank and Trust Company 505225 | 11,334 | 0.72 |
| The Chase Manhattan Bank, N.A. London Secs Lending Omnibus Account | 10,821 | 0.68 |
| Mellon Bank, N.A. As Agent For Its Client Mellon Omnibus US Pension | 9,725 | 0.62 |
| SSBT OD05 Omnibus Account China Treaty Clients | 9,293 | 0.59 |
| Tolal | 773,002 | 46.57 |
Note:
The Company's holdings of treasury stock (250,837,921 shares) are not included in the above table.
Changes in total number of issued shares, capitalization, etc.
(as of September 30, 2009)
| Date | Total number of issued shares | Capitalization | Capital reserve | Remarks | |||
|---|---|---|---|---|---|---|---|
| Change (shares) | Outstanding (shares)(*1) | Change (million yen) | Balance (million yen) | Change (million yen) | Balance (million yen) | ||
| Nov 24, 1995 |
312,000 | 15,912,000 | 15,600 | 795,600 | (15,600) | 2,530,476 | (*2) |
| Jul 21, 1999 |
(48,898) | 15,863,102 | - | 795,600 | - | 2,530,476 | Cancellation of treasury stocks |
| Feb 22, 2000 |
(28,512) | 15,834,590 | - | 795,600 | - | 2,530,476 | Cancellation of treasury stocks |
| Nov 10, 2000 |
300,000 | 16,134,590 | 142,350 | 937,950 | 142,350 | 2,672,826 | Issuance of common stock |
| Mar 31, 2003 |
(202,145) | 15,932,445 | - | 937,950 | - | 2,672,826 | Cancellation of treasury stocks |
| Mar 31, 2004 |
(191,236) | 15,741,209 | - | 937,950 | - | 2,672,826 | Cancellation of treasury stocks |
| Jan 4, 2009 |
1,558,379,691 | 1,574,120,900 | - | 937,950 | - | 2,672,826 | (*3) |
Notes:
- *1 Due to minor accounting differences, the number of shares outstanding at the end of each term may differ very slightly from the figures appearing in form 20-F.
- *2 Capital increase through transfer from capital reserve (Stocks held by shareholders (based on shareholders' register as of the end of September 1995) split at a ratio of 1 to 1.02.)
- *3 Stocks held by shareholders (based on shareholders' register as of the end of January 3, 2009) split at a ratio of 1 to 100.
